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States of Disclosure

Maine

Rank: 41     |     Points: 53     |     Grade: F

Maine Commission on Governmental Ethics & Election Practices

Question Answer Points Notes
Requires financial disclosure filing? Yes 1
Requires complete financial disclosure filing (no update)? Yes 1
Requires financial disclosure filing annually? Yes 1
Requires complete financial disclosure filing for candidates? No 1
Employment information required? Yes 5
Employment information not narrowly defined? Yes 5
Employer/business name required? Yes 5
Employment job title required? No 0
Employer description required? Yes 2
Value range/income amount required? No 0
Spouse employment information required and clear? Required and Not Clear 2.5 Half points awarded because filers not required to report name of the business.
Officer/director information required? No 0 Changes will take effect in 2010 to require reporting of officer/director information.
Officer/director information not narrowly defined? No 0
Officer/director entity name required? No 0
Officer/director entity description required? No 0
Spouse officer/director information required and clear? No 0
Investment information required? Yes 3
Investment information not narrowly defined? Yes 3
Investment entity name required? Yes 3
Investment entity description required? No 0
Investment value range/holding amount required? No 0
Spouse investment information required and clear? Required and Not Clear 1.5 Half points awarded because the filers not required to name spouse investments.
Client information required? Yes 2 Filers required to report business with state agencies, though this does not factor into points for this question.
Client name required? Yes 2
Client value range/income amount required? No 0
Spouse client information required and clear? Required and Not Clear 1 Half point awarded because filers not required to report name of spouse client and spouse is not clearly indicated.
Real-property information required? No 0
Real-property information not narrowly defined? No 0
Real-property value range/amount required? No 0
Spouse real-property information required and clear? No 0
Spouse name required? Yes 2 Change from 2006: Filer now required to report name of spouse.
Dependent name required? No 0
Financial disclosure filings in central office? Yes 1
Lawmakers not forwarded reviewer information? Yes 1
In-person appearance not required to obtain filings? Yes 1
Copy fees less than 50 cents per page? Yes 1
Blank disclosure form available on Web? Yes 1 Change from 2006: Blank disclosure form now available on the Web.
Disclosure filings available electronically or on the Web in any format? Yes 3 Change from 2006: Filings now available online.
Late-filing penalties on the books? Yes 1 Change from 2006: Statute now includes late-filing penalty.
Misfiling penalties on the books? Yes 1
State has auditing authority? Yes 1
State routinely reviews filings for accuracy and completeness either through formal audit process or informal review process? Yes 1
State published list of delinquent filers on Web or in printed document? No 0


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