Excerpts from this story referencing "Securities and Exchange Commission":
"… mpanies that lobbied hard for the agency to take the opposite approach.The Securities and Exchange Commission decision was hailed as a “major victory” for whistleblowers and invest …"
Excerpts from this story referencing "Securities and Exchange Commission":
"… lobbyists will find out Wednesday if they were successful in pressing the Securities and Exchange Commission to weaken its proposal for a generous whistleblower bounty program.The SEC …"
"… ncy. Hearing begins at 1400 ET. Wednesday, May 25Whistleblowers - The Securities and Exchange Commission meets to discuss whether to adopt a final rule to protect and encourage wh …"
Excerpts from this story referencing "Securities and Exchange Commission":
"… ey showed some favor to that firm during their time at the SEC.” …"
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Excerpts from this story referencing "Securities and Exchange Commission":
"… ltogether.This would mean that they could operate without oversight by the Securities and Exchange Commission, which regulates the ratings agencies.Under Dodd-Frank, the OCC is require …"
Excerpts from this story referencing "Securities and Exchange Commission":
"… t the Dodd-Frank law gave the Commodity Futures Trading Commission and the Securities and Exchange Commission the authority to craft new rules to subject traders in the energy industry …"
Excerpts from this story referencing "Securities and Exchange Commission":
"… Robert Khuzami, who left in 2009 to become head of enforcement at the Securities and Exchange Commission. An SEC spokeswoman said Khuzami doesn’t participate in matters relating …"
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Excerpts from this story referencing "Securities and Exchange Commission":
"… he deal. …"
Excerpts from this story referencing "Securities and Exchange Commission":
"… uncovered in the committee investigation to the Justice Department and the Securities and Exchange Commission.Asked why there had been no criminal charges brought against those respons …"
Excerpts from this story referencing "Securities and Exchange Commission":
"… law events scheduled this week.Monday, May 2Derivatives — The Securities and Exchange Commission and the Commodity Futures Trading Commission begin a two-day joint public …"
"… are required under the Truth in Lending Act.Friday, May 6SEC chairman – Securities and Exchange Commission Chairman Mary Schapiro speaks at the Investment Company Institute's annual …"
"… tives and documentsNational Credit Union Administration proposed rulesSecurities and Exchange Commission timelineSpecial Inspector General for TARP reportsTreasury Depar …"
Excerpts from this story referencing "Securities and Exchange Commission":
"… aring is likely to give a friendlier reception hearing to the heads of the Securities and Exchange Commission, Commodity Futures Trading Commission, Federal Deposit Insurance Corp., an …"
"… ly by the Treasury Department. Meeting begins at 0915 ET.Systemic risk — Securities and Exchange Commission Chairman Mary Schapiro holds a public roundtable discussion of how to …"
"… p;Thursday, May 12Systemic risk — The heads of the Federal Reserve, Securities and Exchange Commission, Federal Deposit Insurance Corp., Commodity Futures Trading Commission,and …"
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