Excerpts from this story referencing Securities and Exchange Commission

"… ustry analysts and market research. Most trade over the counter – where Securities and Exchange Commission filing requirements are few – in penny stocks that don’t hold much val …"

Excerpts from this story referencing Securities and Exchange Commission

"… suits filed by the Justice Department, Federal Deposit Insurance Corp. and Securities and Exchange Commission reveals that these agencies have been far more likely to charge or sue ind …"

"… tions.  Of the more than 100 bank executives named in lawsuits by the Securities and Exchange Commission, only four were from the top five banks, according to cases listed on the …"

Excerpts from this story referencing Securities and Exchange Commission

"… y, which counts more than 3 million seniors in its plans, wrote in a March Securities and Exchange Commission filing that “a number of Medicare Advantage plans, providers a …"

Excerpts from this story referencing Securities and Exchange Commission

"… ands of those who influence stock prices,” said Lynn E. Turner, a former Securities and Exchange Commission official and expert on financial reporting requirements. Big Jump CMS sai …"

Excerpts from this story referencing Securities and Exchange Commission

"… o $2 million starting in 2016, according to the company’s reports to the Securities and Exchange Commission. His salary at the DOE was $178,700 a year. It’s common for federal off …"

Excerpts from this story referencing Securities and Exchange Commission

"… y, which counts more than 3 million seniors in its plans, wrote in a March Securities and Exchange Commission filing that the investigation “includes a number of Medicare Advantage p …"

Excerpts from this story referencing Securities and Exchange Commission

"… recent civil “information request” in an annual report filed with the Securities and Exchange Commission on Feb. 18. The company noted that it is cooperating with authorities. …"

Excerpts from this story referencing Securities and Exchange Commission

"… olitical donations. They’ve also made an unsuccessful attempt to get the Securities and Exchange Commission to make companies reveal their political giving. Many do voluntarily, but …"

Excerpts from this story referencing Securities and Exchange Commission

"… ee to improve its internal controls environment, according to the SEC. …"

Excerpts from this story referencing Securities and Exchange Commission

"… t month agreed to pay $4 million to settle a case brought by the Securities and Exchange Commission that the firm had illegal potential conflicts of interest because it lobbi …"

Excerpts from this story referencing Securities and Exchange Commission

"… scaped reform despite its central role in the financial crisis because the Securities and Exchange Commission has failed to implement many proposed changes and the companies themselves …"

"… al regulations.  Government agencies such as the Federal Reserve, the Securities and Exchange Commission and the Federal Housing Finance Agancy are busy coming up with alternative …"

Excerpts from this story referencing Securities and Exchange Commission

"… in additional significant funding declines,” according to a Feb. 24 Securities and Exchange Commission filing. The company heralded home visits as a “critical program.” Spo …"

Excerpts from this story referencing Securities and Exchange Commission

"… tals were disclosed in the proxy statements those companies filed with the Securities and Exchange Commission earlier this spring. When I handled financial communications for Cigna, t …"

Excerpts from this story referencing Securities and Exchange Commission

"… estors they could be ordered to cough up significant refunds, according to Securities and Exchange Commission filings. Humana reported to the SEC in November that “certain” of its …"

Excerpts from this story referencing Securities and Exchange Commission

"… picked, according to a company newsletter. Health Net, Inc. disclosed in a Securities and Exchange Commission filing that its plan in Arizona was selected. None of the health plans wou …"

Excerpts from this story referencing Securities and Exchange Commission

"… Wednesday. Humana acknowledged the unsealing of the Miami case in a May 7 Securities and Exchange Commission filing, saying it “was continuing to cooperate with and respond to infor …"

Excerpts from this story referencing Securities and Exchange Commission

"… l Deposit Insurance Corp. The Commodity Futures Trading Commission and The Securities and Exchange Commission post their letters online. The Treasury Department did not fulfill a FOIA …"

Excerpts from this story referencing Securities and Exchange Commission

"… y, FMC Corp. In 2010, FMC paid Buffler nearly $200,000 in cash and stock. Securities and Exchange Commission records show that when she sold the stock the company gave her, mostly in …"

Excerpts from this story referencing Securities and Exchange Commission

"… e extent of the company’s asbestos liabilities no longer can be found in Securities and Exchange Commission filings; Georgia-Pacific was taken private after being acquired by Koch In …"

Excerpts from this story referencing Securities and Exchange Commission

"… subcommittee on the House Financial Services Committee, which oversees the Securities and Exchange Commission. His spokeswoman, Maggie Seidel, did not respond to emails and a phone cal …"

Excerpts from this story referencing Securities and Exchange Commission

"… y has been enmeshed in controversy regarding the Stanford liquidation. The Securities and Exchange Commission, which nominated Janvey and rarely has public disputes with receivers, won …"

Excerpts from this story referencing Securities and Exchange Commission

"… the meltdown. On March 11, 2008, Christopher Cox, former chairman of the Securities and Exchange Commission, said he was comfortable with the amount of capital that Bear Stearns and …"

Excerpts from this story referencing Securities and Exchange Commission

"… in reserve. Concerned that the strategy could harm regular investors, the Securities and Exchange Commission proposed tightening regulation of REITs in 2011, a move that would have li …"

Excerpts from this story referencing Securities and Exchange Commission

"… nsive investigation. The Justice Department largely outsourced this to the Securities and Exchange Commission.” Five years after the meltdown, the potential for a criminal prosecuti …"

Excerpts from this story referencing Securities and Exchange Commission

"… ies for the future?” asked Jordan Thomas, a former attorney for the Securities and Exchange Commission who now runs the whistleblower practice at Labaton Sucharow in New York. …"

Excerpts from this story referencing Securities and Exchange Commission

"… to Washington, D.C., IIAC officials meet with individual regulators in the Securities and Exchange Commission and the Commodity Futures Trading Commissions, but this trip was focused o …"

Excerpts from this story referencing Securities and Exchange Commission

"… ow employed by. POGO released a related study in 2011. …"

Excerpts from this story referencing Securities and Exchange Commission

"… m casinos, hotels and shopping, according to its 2011 annual report to the Securities and Exchange Commission. The Sands’ most lucrative holdings are in Macau, a special adminis …"

Excerpts from this story referencing Securities and Exchange Commission

"… sonal injury lawsuits against Valhi subsidiary NL Industries, according to Securities and Exchange Commission filings.Industry’s interests: Keeping the costs of environmental and saf …"

Excerpts from this story referencing Securities and Exchange Commission

"… ich owns or leases more than 60 hospitals in 15 states, disclosed in a May Securities and Exchange Commission filing that the HHS inspector general’s office was investigating it’s …"

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