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In setback for corporate lobbyists, whistleblowers can take tips first to government investigators

By Michael Hudson

SEC rules also award generous bounties to tipsters

Financial reform this week: Will SEC's final whistleblower rule require first filing internal complaint?

By Julie Vorman

Your guide to Dodd-Frank law deadlines, hearing and events for the week of May 23

Revolving door between SEC, law firms spins at dizzying speed

More than 200 ex-SEC lawyers went back to agency on behalf of clients
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For all the blame, credit raters still count on big banks for support

For all the blame, credit raters still have allies in town: big banks

Newsmaker interview: Warren says Congress should hold car dealers to same rules as other lenders

Elizabeth Warren, the government’s top advocate on consumer financial issues, says that Congress needs to hold auto dealers to the same basi

Financial reform this week: Would companies drop compensation committees to evade SEC rule?

By Julie Vorman

SEC tackles credit rating, due diligence rules
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SEC extracts fines, but not confessions

Federal judge scolds SEC for routinely letting businesses and executives settle civil lawsuits without admitting any guilt....

Tobacco company penalties may signal U.S. crackdown on industry practices overseas

By Traver Riggins and Ricardo Sandoval Palos

A flurry of federal enforcement action targeting payoffs by subsidiaries of two U.S. tobacco companies may signal a broader regulatory assau

Excerpts from this story referencing "U.S. Securities and Exchange Commission":

"… ices abroad, according to experts on the Foreign Corrupt Practices Act.The U.S. Securities and Exchange Commission and the Department of Justice on Friday announced resolution of civil and …"

Free repository offers copies of PACER federal court records

By Traver Riggins

Want to see the federal indictment of a mortgage fraudster? You got it. Need the docket for a U.S. appeals court case? It’s yours. All with

Regulatory gap on financial planners is a risk to consumers

By Laurel Adams

No specific regulations oversee financial planners, leaving consumers to rely on a network of state and federal laws to serve as a watchdog.

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