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U.S. Securities and Exchange Commission - news and investigations - Page 2
SEC loses short-lived FOIA exemption in financial reform law
By
Laurel Adams
September 29, 2010
In a victory for advocates of government transparency, Congress has voted to repeal a Freedom of Information Act (FOIA) exemption for the Se
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SEC hurries to clarify new FOIA exemption amid uproar
By
Ariel Wittenberg
July 30, 2010
Filing a FOIA — How to get records out of the government
By
Andrew Green
March 18, 2009
FOIA, meet POIA: Advocates will push for it again in 2011
By
Amy Biegelsen
September 30, 2010
Government transparency under Obama misses the mark
By
Jim Morris
March 16, 2010
Brokerage regulator’s portfolio, practices remain secret
By
Laurel Adams
September 24, 2010
Watchdog groups have long called for more oversight of the Financial Industry Regulatory Authority (FINRA), a quasi-governmental, self-regul
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Reform Reading: A peek inside JPMorgan's world
By
Julie Vorman
November 10, 2010
Bailed-out banks, Freddie Mac, AIG gave $6 million to 2008 conventions
By
John Dunbar
and
Michael Beckel
August 24, 2012
Investor protections imperiled by Wall Street, GOP assault on financial reform
By
John F. Wasik
September 7, 2011
A high-profile client list for lobbyist in ethics probe
By
Nick Schwellenbach
July 15, 2010
SEC watchdog: Becoming political appointee would jeopardize White House probe
By
John Solomon
May 11, 2010
The Securities and Exchange Commission’s independent watchdog says a Congressional effort to convert his position into a presidential appoin
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Republicans ask watchdogs to review FOIA request process
By
Laurel Adams
October 1, 2010
Veterans Department official bills government $130,000 for commute to Washington
By
Corbin Hiar
July 28, 2011
IMPACT: Sen. Grassley demands review of VA travel after news of $131,000 commute
By
Corbin Hiar
August 11, 2011
Grassley asks for independent investigator to probe ATF
By
John Solomon
March 8, 2011
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Top 10 lobby firms take financial reform to the bank
By
Joe Eaton
and
M.B. Pell
June 8, 2010
Just 10 Washington lobbying firms represented more than 130 key clients in the financial regulatory reform debate that is entering a crucial
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Grading the nation: How accountable is your state?
By
Caitlin Ginley
March 19, 2012
Breaking the law
By
M. Asif Ismail
April 4, 2005
Five lobbyists for each member of Congress on financial reforms
By
M.B. Pell
and
Joe Eaton
May 21, 2010
No longer on staff
By
Elspeth Reeve
October 12, 2006
Five lobbyists for each member of Congress on financial reforms
By
M.B. Pell
and
Joe Eaton
May 21, 2010
Businesses, trade groups and other interests hired more than five lobbyists for each member of Congress to influence financial regulatory re
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Breaking the law
By
M. Asif Ismail
April 4, 2005
Lobbying laws in the states
By
Neil Gordon
August 10, 2005
States outpace Congress in upgrading lobbying laws
By
Leah Rush
and
David Jimenez
March 1, 2006
Under pressure
By
Robert Morlino
May 19, 2004
More transparency sought from White House’s OMB in regulation reviews
By
Jim Morris
May 6, 2010
Under President Ronald Reagan in the early 1980s, the White House Office of Management and Budget became known as the place where promising
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IMPACT: House committee slaps OMB with subpoena over loan guarantee
By
Ronnie Greene
July 14, 2011
OMB struggles to track $80 billion IT spending by government
By
Sarah Whitmire
July 30, 2010
Disclosure-o-meter for Dodd-Frank law
‘Baby steps’ for federal e-rulemaking process
By
Jeremy Borden
September 14, 2010
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SEC moves ahead on oil, mining, derivatives transparency
By
Jeremy Borden
December 16, 2010
The Securities and Exchange Commission proposed new transparency rules today mandated by the Dodd-Frank reform law for mining companies, int
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Reform Reading: 500 lobbyists' meetings and counting
By
Julie Vorman
November 15, 2010
Revolving door between SEC, law firms spins at dizzying speed
Financial reform moves forward, with many loopholes
By
Rachel Leven
and
Maria Zilberman
December 10, 2009
Financial Reform — Week of April 25
By
Julie Vorman
April 25, 2011
Mutual fund champion on short list for SEC investor advocate
By
Jeremy Borden
November 16, 2010
As the Securities and Exchange Commission considers who will lead a new office giving Main Street investors a bigger megaphone within the ag
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Reform reading: Whistling to the SEC
By
Julie Vorman
November 2, 2010
Bush violated security laws four times, SEC report says
By
Knut Royce
October 4, 2000
Revolving door between SEC, law firms spins at dizzying speed
Reform reading: Hedge, private equity funds now subject to SEC regulation
By
Shirley Gao
June 22, 2011
In Volcker Rule debate, all sides get say -- but what will the regulators hear?
By
Jeremy Borden
November 9, 2010
In the Dodd-Frank law's sprawling package of financial reforms, the Volcker rule stands out as one of few measures with the potential to tak
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Senior Treasury Dept. official is latest financial regulator to resign
By
Julie Vorman
June 28, 2011
WaMu, other banks motivated by greed, financial crisis probe concludes
By
David Heath
April 13, 2011
Reform reading: CFTC chief says "my thinking has evolved" on derivatives regulation
By
Shirley Gao
June 21, 2011
SEC allows investment banks to go unregulated
By
The Center for Public Integrity
December 10, 2008
Small investors to get bigger megaphone at SEC
By
Jeremy Borden
October 12, 2010
For the average Main Street investor, the roots of the 2008 financial collapse remain murky. The impact, though, was not: houses foreclosed,
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Investor protections imperiled by Wall Street, GOP assault on financial reform
By
John F. Wasik
September 7, 2011
Madoff lesson: More investor protections needed
By
Julie Vorman
September 23, 2010
SEC extracts fines, but not confessions
No unemployment worries for bank lobbyists in Washington, where business is booming
By
Shirley Gao
July 28, 2011
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